Farr, Miller & Washington, LLC

Privacy Notice

Farr, Miller & Washington, LLC is committed to maintaining the highest standards of confidentiality and respecting the privacy of our client relationships. We are providing this Privacy Notice to all of our clients who obtain financial products and services from us for personal, family or household purposes, in accordance with the Securities and Exchange Commission’s rule (“Regulation S-P’”) regarding the privacy of consumer financial information.

The Information We Collect About You

Farr, Miller & Washington, LLC may collect certain non-public personal information about you in order to properly serve your account. This information comes primarily from the account applications or other forms you submit to us in writing, by telephone, electronically or by any other means (e.g., name, address, telephone numbers, social security number, date of birth, employment, income). We may also collect information about your transactions with us, our affiliates, or others relating to the products and services we provide (e.g., account balances, securities trading activity, account funds transfers). Also, depending on the products or services you require, we may obtain additional information from consumer reporting agencies.

Our Disclosure Policies

We do not disclose your nonpublic personal information to anyone, except as permitted by applicable law or regulation, or as necessary to provide services to you. This may include sharing of the above information with non-affiliated third parties such as broker-dealers and custodial banks that assist us in servicing your account or process your transactions with us or our affiliates. It may also include sharing your information with our affiliates to bring you the full range of services and products available from or through Farr, Miller & Washington, LLC. Additionally, it may include disclosing your information pursuant to your express consent, to fulfill your instructions, or to comply with applicable laws and regulations. Your personal information is not shared for the purposes of direct marketing by third parties.

Our Information Security Policies

With respect to our internal security procedures, we limit access to your information to those of our employees and service providers who are involved in offering or administering the products or services that we offer. We maintain physical, electronic, and procedural safeguards that are designed to comply with federal standards to guard your information.

If our relationship ends, you may rest assured that we will continue to adhere to the policies and practices described in this notice.

We will send you our Privacy Notice from time to time as may be required by applicable laws and regulations.

1020 19th Street, N.W. • Suite 200 • Washington, D.C. 20036
(202) 530-5600 • (800) 390-3277